Category Archives: Securities

A National Securities Regulator? – No way! says the Alberta Court of Appeal

PDF version: A National Securities Regulator? – No way! says the Alberta Court of Appeal  Case considered: Reference Re Securities Act (Canada), 2011 ABCA 77 Can the federal government pass legislation to establish and empower a national securities regulator? Essentially, … Continue reading

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The Counterview to a National Securities Regulator in Canada

PDF Version:  The Counterview to a National Securities Regulator in Canada I am coming to the aid of an old friend. Having worked as legal counsel at the Alberta Securities Commission, I can tell you the current securities regulatory system … Continue reading

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